AI consulting for investment firms
AI Consulting Services for Investment Firms
Find where AI saves time or wins customers. Built for Investment Firms.
- 10+years in growth
- 3client markets: UK, US and AU
- 4live websites I run with AI workflows
01 · The short answer
What is AI consulting for investment firms?
AI Consulting Services for Investment Firms help a business find the best places to use AI, such as faster content, customer replies or reports, and plan how to do it safely. I work with investment and wealth firms, advisers and fund managers. I plan, run and report in plain English. Pricing depends on your goals, so book a free call.
The plan is built with your compliance team, so every AI use fits your rules on data, records and client communications.
02 · The problem
Does this sound like you?
“Staff want to use AI, but compliance hasn’t said what is allowed.”
“Client reports and meeting notes take analysts hours every week.”
“We worry about client data ending up in tools we don’t control.”
Here’s how I fix that. A ranked, compliance-approved plan for AI in your firm, with clear rules on data and review.
03 · What you get
What you get with AI consulting for investment firms
A careful, practical plan for AI in a regulated firm.
01Review
A review of daily work to find AI wins
Research support, reporting, client service, marketing and admin, mapped for time spent.
02Rank
A ranked idea list, quick wins first
Each idea scored on time saved, cost and compliance risk.
03Tools
Tool picks with costs and risks
Tools that meet your data, record-keeping and security needs.
04Plan
A simple 30-60-90 day plan
Who does what, by when, with compliance sign-off built in.
05Rules
Team guidelines for safe use
What data can go into AI tools and who reviews anything client-facing.
06Compliance
A compliance-first rollout
Every use agreed with your compliance team before staff start.
04 · How it works
How it works
Four steps, with examples from investment firms.
Free call
We talk about your teams and your compliance setup. You leave with a clear next step.
Phase 01 · Free call30 minutes
Task review
I interview teams and compliance, and map where time goes.
Phase 02 · Task reviewWeeks 1–3
Plan
You get the ranked ideas, tool picks, rules and a plan for compliance to review.
Phase 03 · PlanWeek 4
Support
I help teams start the approved quick wins and check they stick.
Phase 04 · SupportDays 30–90
05 · My approach
How I’d approach it for investment firms
I don’t have an investment-firm case study yet. Here is how I would run it.
- 01
Meet compliance first to agree the rules AI uses must follow.
- 02
Map repeat tasks in reporting, client service, marketing and admin.
- 03
Score ideas on time saved and compliance risk, and drop anything doubtful.
- 04
Roll out approved quick wins with clear review steps and records.
What I’d measure
- Hours saved per approved use
- Compliance issues raised by AI use
- Staff following the AI guidelines
- Progress against the 90-day plan
My own work so far: 4 live websites, Claude skills, connectors and workflows (checked 31 Oct 2026). Client case study coming soon.
06 · Why me
Why work with me
I’m Md. Solayman (Rumon). I have worked in growth for over 10 years, in the UK, the US, Australia and Bangladesh.
I have been a Toptal Verified Expert since May 2025 and Upwork Top Rated since December 2022. I also run growth at three companies of my own, so my own money is on the line too.
I have worked with financial services clients, and I treat compliance as a design rule, not an afterthought.
- Toptal Verified Expert
- Upwork Top Rated
- 10+ years in growth
“Growth is never accidental. It is engineered.”
LinkedIn · Upwork · About me · Case studies
07 · Who it’s for
Is this right for you?
Built for investment and wealth firms, advisers and fund managers.
Good fit if…
- You run an investment or wealth firm with a compliance function.
- Teams repeat reporting and admin work.
- You want AI used safely and on the record.
Not the best fit if…
- You want AI to make investment decisions.
- You want to skip compliance review.
- You won’t share how teams work today.
08 · Pricing
How pricing works
The cost depends on the size of your firm and the depth of compliance review.
What changes the cost
- How many teams we review
- How many tools you already use
- Your data and record-keeping rules
- How much support you want after the plan
On the free call I ask about your teams and compliance setup. Then I give you a clear quote.
01
One-off project
A set piece of work with a clear end, such as an audit, a build or a setup.
Book a Free Call02
Monthly
Ongoing work each month, with a review call and a short report.
Book a Free Call03
Part-time lead
I lead this area as part of your team, a set number of days a month.
Book a Free Call
09 · Compare options
AI Consulting for Investment Firms: me, an agency, or doing it yourself?
| Question | Me | An agency | In-house or DIY |
|---|---|---|---|
| Who does the work | I do, directly. | A team led by an account manager. | You or your team, next to daily work. |
| Compliance | Built in from the first meeting. | Varies by firm. | Often added after problems appear. |
| Speed | Quick, with no hand-offs. | Steady, but changes pass through several people. | Depends on the time you can free up. |
| Flexibility | Scale up or down each month. | Often set packages and longer contracts. | Limited by your team’s skills and time. |
10 · FAQs
Questions people ask
It is expert help to find safe, useful ways to use AI in an investment or wealth firm. I review how teams work, rank ideas by time saved and compliance risk, and pick tools that meet your data rules. Your compliance team approves the plan before anything starts.
The cost depends on how many teams we review, how many tools you use and how deep the compliance review needs to be. A review of one team costs less than a firm-wide plan. Book a free call and I will give you a clear quote in plain terms.
The plan usually takes about a month, because compliance review takes time. Approved quick wins, like meeting note drafts, often start soon after. The 30-60-90 day plan sets out what should be working at each checkpoint, so progress is clear.
Yes. Investment firms work under strict rules on client data, records and communications. AI must fit those rules, and anything client-facing needs review. So compliance is involved from the first meeting, and some popular AI uses will be ruled out.
Not for most of the plan. Many approved uses work in tools your teams already have. Where an idea needs IT or security work, such as private AI deployment, I say so clearly. Your IT and compliance teams decide whether to go ahead.
It can be, with the right tools and settings. Some tools train on what you type, and some offer private, enterprise options. I check each tool against your data and record-keeping rules. Client data stays out of any tool that can’t meet them.
I treat them as fixed design rules. Every AI idea is checked against your policies on data, records and client communications. Anything client-facing has a review step. Ideas that carry doubtful risk are dropped, even if they would save time.
Yes, and I prefer to. I meet compliance at the start, share the plan for their review and adjust it to their feedback. That avoids wasted work and builds trust. Your compliance team keeps the final say on every AI use.
Let’s use AI safely in your firm.
Book a free 30-minute call and leave with a clear next step. I reply within one working day.
Prefer email? Use the contact page.